Betsy Fleming

Betsy Left x800
 

 

Betsy Fleming, AIF®

Vice President and Chief Compliance Officer

As chief compliance officer, Betsy administers and enforces AFM's compliance policies and procedures and generally supervises the Broker Operations department within the firm. Betsy acquired her experience in both the Registered Investment Adviser and broker/dealer areas by working in nearly every department of the firm since 1987. She is an AIF® designee and holds the FINRA Series 7 and 63 securities registrations as a Registered Representative of Commonwealth Financial Network®. Betsy is a member of the Financial Planning Association and the Financial Services Institute and serves on several committees for the local FPA National Capital Area chapter.

Prior to joining AFM in 1987, Betsy worked in retail. She studied at Skidmore College in Saratoga Springs, New York, not far from her hometown of Troy, New York. These days, Betsy calls Rockville, Maryland, home. She lives there with her husband, Ryan; daughter, Chelsea; and the family dogs. They are all avid hockey fans and support the Washington Capitals with great enthusiasm. Travel and volunteer work and extended family take up the rest of her spare time.